Roles and Responsibilities

The following individuals or officers are responsible in the institutional relationship with all aspects of compliance.

Principal Investigator

Department Chair/Center Director

Department/Center Financial Administrative Officer

Dean's Office or Designee

Compliance Officer

Executive Administration

Office of Technology Transfer

Institutional Review Board

Division of Animal Care (IACUC)

Institutional Biosafety Committee (IBC)/Biosafety Officer

Office of Internal Audit

Department of Environmental Health and Safety

Division of Sponsored Research (University Central)/Office of Research (VUMC)

Office of Contract and Grant Accounting (University Central)/Department of Finance, Academic and Research Enterprise (VUMC)

Study Coordinator and Research Staff

The areas of research-related activities subject to compliance requests are:

Animal Welfare Environmental Health & Safety
Financial Administration of Research (Post-Award) Financial Conflict of Interest
Human Gene Transfer Human Subjects Protection
Institutional Commitment to Compliance Patents & Inventions
Sponsored Programs Administration (Pre-Award)  
  • DEFINITIONS FOR TITLES ROLES AND RESPONSIBILITIES

  1. Principal Investigator - The faculty member that directs a program/project. The Principal Investigator is the primary individual in charge of a research grant, cooperative agreement, training or public service project, contract, or other sponsored project.
  2. Departmental/Center Financial Administrative Officer - Administrative Staff at the departmental and dean's office level that provide administrative support for one or more sponsored projects.
  3. Department Chair or Center Director - Department Chair/Center Director is an academic leader with programmatic, managerial and fiscal responsibilities for a designated area, such as a department, division, school or center.
  4. Dean's Office (or designee) - Deans are academic leaders who have programmatic, managerial and fiscal responsibilities for a college or school, and who report either to the Provost, to the Vice Chancellor for Health Affairs.
  5. Compliance Officer - Includes the University Compliance Officer and the Compliance and Corporate Integrity Officer.
  6. Executive Administration - Executive Administration consists of the Chancellor, the Provost and the Vice Chancellors or their designee (such as the Associate Vice Chancellor for Research for VUMC or the Associate Provost for Research for University Central). These individuals' responsibilities contain few, if any, direct responsibilities in research activities in the University. They act in an oversight capacity and resolve issues that do not or cannot occur in normal processes.


School of Medicine | Vanderbilt University Medical Center | Vanderbilt University
Copyright ©2000, Educational Technology, Biomedical Research Education & Training
Last modified : September 19th, 2000 chanchai.mcdonald@vanderbilt.edu